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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-11-04
  • MI RA
    APPROVED
    Since 2010-11-04

Branch Locations

6900 E Joy Rd, Ann Arbor, MI 48105 • United States

Pinckney, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Ann Arbor MI 07/2010 Present
Thrivent Financial For Lutherans Appleton WI 01/2011 Present
Other Businesses

WINANS WOODS HOMEOWNERS ASSOCIATION POSITION: President NATURE: WWHOA is the association of my primary residence. The HOA is responsible for collecting dues from the co-owners and the maintenance of the common areas of the HOA. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2025 ADDRESS: 8396 Alta Vista Dr, Pinckney MI 48169, United States DESCRIPTION: Oversee the management of the HOA. The HOA has hired a management company beginning and the role of president of the HOA will be greatly diminished.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-02
S63 Uniform Securities Agent State Law Examination 2001-08-24
  • S66 Uniform Combined State Law Examination
    2010-11-02
  • S63 Uniform Securities Agent State Law Examination
    2001-08-24
Other Names
  • Chris Pugh
  • Chris Pugh
  • Christopher Allan Pugh
  • Christopher A Pugh

View on SEC IAPD

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