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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-08-02 |
| MA | RA | APPROVED | 2006-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 05/2006 | Present |
| Mfg/Martone Financial Group | Winchester | MA | 05/2006 | Present |
1. Fixed Insurance Sales, as of 05/200; Approximately less than 10% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Spin Instructor, The Workout Club; Located at 16 Pelham Rd Unit 4, Salem, NH 03079, as of 03/07/2024; Less than 1% of time spent during business hours; Not Conducted at branch location; Not Investment related. 3. Spin Instructor, Drive Custom Fit; Located at 12 Via Toscana, Salem, NH 03079; as of 02/28/2025, 1% of time spent during business hours; Not Conducted at branch location; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-23 |
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