Timothy Heilferty

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 09/2016
  Pnc Investments
  Charlotte, NC
• 10/2016 → 12/2017
  Integrity Funds Distributor, Llc
  Minot, ND
• 10/2016 → 12/2017
  Corridor Investors, Llc/Integrity Viking Funds
  Minot, ND
• 03/2018 → 05/2022
  Edward Jones
  St.LOuis, MO
• 05/2022 → 10/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 07/2022 → 10/2024
  Bank Of America
  Charlotte, NC
• 11/2024 → Present
  Ameriprise Financial Services, Llc
  Golden Valley, MN

Previous Registrations

• 2022-05-16 → 2024-10-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 2018-03-19 → 2022-05-17
  Edward Jones
  Waxhaw, NC
  Waxhaw, NC
  St Louis, MO
  Gaffney, SC
  Gaffney, SC
  Blacksburg, SC
• 2016-07-13 → 2016-10-07
  Pnc Wealth Management Llc
  Charlotte, NC
• 2004-06-21 → 2016-02-04
  Pgim Investments Llc
  Waxhaw, NC
  Charlotte, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-01
• S63 Uniform Securities Agent State Law Examination
  1994-12-14

Other Names

• Timothy John Heilferty