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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-12-18 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
70 New Canaan Ave., Norwalk, CT 06850 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vincent J. Batyr & Co, Cpas | Ridgefield | CT | 03/1991 | Present |
| Security Mutual Life Insurance Co. | Binghampton | NY | 08/1991 | Present |
| Gwn Securities Inc. | Palm Beach Gardens | FL | 06/2015 | Present |
BATYR & CO, NON INVESTMENT RELATED, 38A Grove St, Ste 203, Ridgefield, CT, 06877-4664 TARRYTOWN, NY 10591,ACCOUNTING & TAX PREPARATION,PRESIDENT/OWNER,START DATE:1990, 120 HOURS/MONTH DURING TRADING HOURS,OWNER OPERATOR, CPA.. 2)OLDHAM RESOURCE GROUP,INVESTMENT RELATED,FIXED INSURANCE AND ANNUTIES SALES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-21 |
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