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Thomas Paul Craig

Commonwealth Financial Network

Wilmington, MA

CRD 2298193

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED_RES 2009-05-28
  • MA RA
    APPROVED_RES
    Since 2009-05-28

Branch Locations

299 Main Street Suite 102, Wilmington, MA 01887 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Daneault Associates, Inc. Lowell MA 01/1991 Present
H.D. Vest Investment Securities, Inc. Tewksbury FL 02/2001 Present
H.D. Vest Investment Securities, Inc. Tewksbury FL 02/2001 Present
  • 01/1991 → Present
    Daneault Associates, Inc.
    Lowell, MA
  • 02/2001 → Present
    H.D. Vest Investment Securities, Inc.
    Tewksbury, FL
  • 02/2001 → Present
    H.D. Vest Investment Securities, Inc.
    Tewksbury, FL
Other Businesses

RODMAN AND RODMAN, NON-INVESTMENT RELATED, CPA FIRM, ACCOUNTANT, 170 HRS. MONTHLY.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-01-20
  • S63 Uniform Securities Agent State Law Examination
    1993-01-20

View on SEC IAPD

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