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Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-06
DE RA APPROVED 2025-03-05
  • FL RA
    APPROVED
    Since 2025-03-06
  • DE RA
    APPROVED
    Since 2025-03-05

Branch Locations

Winter Garden, FL • United States

161 Washington St Suite 1111, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Distributors Llc New York NY 03/2007 06/2020
Equitable Distributors, Llc Charlotte NC 03/2007 12/2024
Hornor, Townsend & Kent, Llc Wilmington DE 03/2025 Present
  • 03/2007 → 06/2020
    Axa Distributors Llc
    New York, NY
  • 03/2007 → 12/2024
    Equitable Distributors, Llc
    Charlotte, NC
  • 03/2025 → Present
    Wilmington, DE
Other Businesses

1) HOME OWNER'S ASSOCIATION|POSITION: Officer NATURE: Home Owner's Association - Executive decision making, vision & direction for the Winding Bay Preserve Homeowners Association in Winter Garden, FL. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/27/2023|ADDRESS: 15321 Gilligan Court, Winter Garden FL 34787|DESCRIPTION: Current President, one of 3 board members who vote on issues related to the management of the association such as policies, budget and direction to the management company, approve / disapprove invoice payments (no check writing).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-03-29
  • S63 Uniform Securities Agent State Law Examination
    2007-03-29
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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