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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Dallas | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 11/2016 | Present |
1. FAIRWAY COLLECTIONS INC; NOT INVESTMENT RELATED; PLANO,TX; 67% OWNERSHIP; START 8/1/2020; 2 HRS MONTH / 0 HRS DURING TRADING; DUTIES: GOLF GIFTS AND ART COLLECTION BUSINESS. 2. MELALEUCA-HOME CARE/HEALTH PRODUCTS; NOT INVESTMENT RELATED; PLANO, TX; 1 HR MONTH / 0 HRS DURING TRADING. 3. POWER OF ATTORNEY FOR FATHER; INV. RELATED; PLANO, TX; START 5/2021; 5 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-05 |
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