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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-09-05
  • PA RA
    APPROVED
    Since 2025-09-05

Branch Locations

350 Sentry Parkway Bldg 670 Suite 200, Blue Bell, PA 19422 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
John S Frost Inc. Phila PA 08/1996 Present
Avantax Investment Services, Inc. Lansdale PA 11/1996 09/2025
Avantax Insurance Agency, Llc Lansdale PA 05/2004 09/2025
Cetera Wealth Services, Llc Blue Bell PA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 08/1996 → Present
    John S Frost Inc.
    Phila, PA
  • 11/1996 → 09/2025
    Avantax Investment Services, Inc.
    Lansdale, PA
  • 05/2004 → 09/2025
    Avantax Insurance Agency, Llc
    Lansdale, PA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Blue Bell, PA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2000-11-16 → 2025-09-05
    Avantax Advisory Services
    Philadelphia, PA
    Blue Bell, PA
Other Businesses

John S Frost~'NIR'~2009 BERKS RD~LANSDALE~PA~19446~Rental Property Owner/Management~Owner/Sole Proprietor~3/1/2007~1hrs~0hrs~Managed Property|Avantax Insurance Agency and/or Avantax Insurance Services~'NIR'~3200 Olympus Blvd., Suite 100~Dallas~TX~75019~Equity Indexed Annuity~Agent~11/1/2017~3hrs~3hrs~I may have the ability to sell any, or all of the following products: variable annuities, fixed annuities, any/all types of index annuities, variable insurance (e.g. VUL/VIL).| 2) John S Frost (1); Owner; Rental Property; IR; 1; 07/13/2019; 7404 S. Pleasure Ave SEa Isle City NJ 08243; Manage property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-22
S63 Uniform Securities Agent State Law Examination 1992-12-28
  • S66 Uniform Combined State Law Examination
    2000-09-22
  • S63 Uniform Securities Agent State Law Examination
    1992-12-28
Other Names
  • Jack Frost

View on SEC IAPD

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