Michael Johnathan Smith

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-11-02

TX RA
APPROVED

Since 2018-11-02

Branch Locations

2550 E State Hwy 121 Bldg 6, Lewisville, TX 75056 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Signator Investors, Inc.	Dallas	TX	03/1992	11/2018
Osaic Wealth, Inc.	Dallas	TX	11/2018	Present

03/1992 → 11/2018

Signator Investors, Inc.

Dallas, TX
11/2018 → Present

Osaic Wealth, Inc.

Dallas, TX

Previous Registrations

2004-12-03 → 2018-11-02

Signator Investors, Inc.

Dallas, TX

Dallas, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-11-23
S63	Uniform Securities Agent State Law Examination	1993-03-11

S65 Uniform Investment Adviser Law Examination

1998-11-23
S63 Uniform Securities Agent State Law Examination

1993-03-11

Designations

Other Names

Mike Smith
Michael J Smith

View on SEC IAPD