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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
NJ RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Landing, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Morristown NJ 06/2009 Present
Previous Registrations
Other Businesses

NJ REAL ESTATE AGENT -SALES REPRESENTATIVE WEICHECT REALTORS 500 ROUTE 10 SUCCASUNNA, NJ 07876 973 584 2300 NON INVESTMENT RELATED STARTED 01/2005 10-20 HRS MTH *632539 - Caregiver Agreement; Investment related: No; Ledgewood, New Jersey; Elder Care; Care Giver (proprietor, partner, officer, director, employee, trustee, agent); 03/2025; During business hours: 0; After business hours: 55; Elder Care

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-09-19
S65 Uniform Investment Adviser Law Examination 1994-09-19
  • S63 Uniform Securities Agent State Law Examination
    1994-09-19
  • S65 Uniform Investment Adviser Law Examination
    1994-09-19
Other Names
  • Nora Ambrose

View on SEC IAPD

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