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8500 Normandale Lake Blvd Suite 960, Minneapolis, MN 55437 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-10-02 |
Branch Locations
600 Highway 169 South, Suite 1140, St. Louis Park, MN 55426 • United States
8500 Normandale Lake Blvd Suite 960, Minneapolis, MN 55437 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Minneapolis | MN | 01/2009 | 09/2023 |
| Focus Financial Network, Inc. | Minneapolis | MN | 01/2009 | 09/2023 |
| Redhawk Wealth Advisors, Inc. | Minneapolis | MN | 10/2023 | Present |
1) REDHAWK WEALTH ADVISORS, INC.: INVESTMENT RELATED, 600 HIGHWAY 169 SOUTH, SUITE 1140, ST. LOUIS PARK, Minnesota 55426, INVESTMENT ADVISORY FIRM, INVESTMENT ADVISOR REPRESENTATIVE, 10/2023, 90% OF TIME, 100% DURING TRADING HOURS. 2) GREAT LEAP ENTERPRISES, INC. POSITION: owner NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1997 ADDRESS: 600 HIGHWAY 169 SOUTH, SUITE 1140, ST. LOUIS PARK, Minnesota 55426 United States DESCRIPTION: Established an S Corp for tax purposes to pay myself a salary. Opened checking account to pay myself a salary and dividends. 3) PCT PARTNERS, LLC POSITION: member NATURE: Myself and 2 fellow advisors formed a company for purpose to manage and execute our new office lease and manage/track office expenses. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/23/2023 ADDRESS: 600 HIGHWAY 169 SOUTH, SUITE 1140, ST. LOUIS PARK, Minnesota 55426 United States DESCRIPTION: track and share office expenses 4) WEST END PARTNERS, LLC POSITION: Member NATURE: LLC holding company for West End Wealth Management(dba for doing business with Focus Financial INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/17/2022 ADDRESS: 600 HIGHWAY 169 SOUTH, SUITE 1140, ST. LOUIS PARK, Minnesota 55426 United States DESCRIPTION: General Partner and member.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-11 |
| S65 | Uniform Investment Adviser Law Examination | 1992-12-09 |
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