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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-05-11 |
Branch Locations
11405 Municipal Center Dr., Knoxville, TN 37919 • United States
103 Hamilton Crossing Drive, Alcoa, TN 37701 • United States
1204 N. Kentucky Street, Kingston, TN 37763 • United States
103 Washington Ave, Athens, TN 37303 • United States
17640 State Highway 58, Decatur, TN 37322 • United States
2859 Highway 72, Loudon, TN 37774 • United States
4201 Highway 411, Madisonville, TN 37354 • United States
2441 Us Highway 411 S, Maryville, TN 37801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ornl Federal Credit Union | Knoxville | TN | 05/2026 | Present |
| Lpl Financial Llc | Knoxville | TN | 05/2026 | Present |
| M&T Securities, Inc. | Buffalo | NY | 12/2013 | 06/2021 |
| Lpl Financial Llc | Buffalo | NY | 06/2021 | 12/2023 |
| Unemployed | Lenoir City | TN | 12/2023 | 08/2024 |
| Lpl Enterprise, Llc | Lenoir City | TN | 08/2024 | 05/2026 |
| Lpl Financial Llc | Fort Mill | SC | 05/2026 | 05/2026 |
1) 5/22/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name ORNL FCU Wealth Management - Inv. Related- At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-31 |
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