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John Marino

Wells Fargo Advisors Financial Network, LLC

Rochester, NY

Cape Coral, FL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
FL RA APPROVED 2019-05-13
NJ RA APPROVED 2019-05-13
TX RA APPROVED 2019-05-10
  • NY RA
    APPROVED
    Since 2021-07-27
  • FL RA
    APPROVED
    Since 2019-05-13
  • NJ RA
    APPROVED
    Since 2019-05-13
  • TX RA
    APPROVED
    Since 2019-05-10

Branch Locations

1640 Penfield Rd Ste 100, Rochester, NY 14625 • United States

Cape Coral, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pittsford NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Pittsford NY 11/2016 05/2019
Wells Fargo Advisors Financial Network, Llc Rochester NY 05/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-22
S63 Uniform Securities Agent State Law Examination 1992-12-16
  • S65 Uniform Investment Adviser Law Examination
    1992-12-22
  • S63 Uniform Securities Agent State Law Examination
    1992-12-16
Other Names
  • Jack Marino
  • John Francis Marino

View on SEC IAPD

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NOVEM GROUP
OSAIC WEALTH, INC.
EDELMAN FINANCIAL ENGINES
RISE ADVISORS, LLC
UBS FINANCIAL SERVICES INC.
MARINER

Other Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

More in Rochester, NY

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