David Andrew Altemus

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 07/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 02/2011 → 07/2023
  Bank Of America, N.A.
  Houston, TX
• 07/2023 → Present
  Lpl Financial Llc
  Houston, TX

Previous Registrations

• 2010-10-08 → 2023-07-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 2009-06-01 → 2010-10-21
  Morgan Stanley
  Houston, TX
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Houston, TX
• 2004-05-28 → 2007-04-02
  Morgan Stanley Dw Inc.
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
• 1993-07-31 → 2004-06-11
  Citigroup Global Markets Inc.
  Houston, TX

Other Businesses

1) 7/3/2023 - Almeda Properties LLC- Real Estate Rental - owner of multiple addresses - Inv. Related- Houston, TX- start date 10/1/210 - 5hrs/mth

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-12-30
• S63 Uniform Securities Agent State Law Examination
  1992-12-03

Other Names

• David Andrew Altemus
• David Altemus