Cynthia Klein Goldberg

Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → Present
  Lpl Financial Llc
  Towson, MD
• 05/2012 → Present
  Private Advisor Group, Llc
  Towson, MD

Previous Registrations

• 2006-10-19 → 2012-05-18
  Founders Financial Securities Llc
  Baltimore, MD
  Towson, MD
  Towson, MD
• 2002-01-28 → 2006-10-23
  Transamerica Financial Advisors, Llc
  Baltimore, MD
  Towson, MD
  Baltimore, MD

Other Businesses

(1) 05/18/12 - JOSEPH KLEIN ASSOCIATES LLC/ DBA ONLY/ TOWSON, MD (2) 05/01/13 - PRIVATE ADVISOR GROUP - REGISTERED INVESTMENT ADVISOR - JOSEPH KLEIN ASSOCIATES - FINANCIAL PLANNING AND CONSULTING FOR HOURLY FEES - 15% OF TIME SPENT - TOWSON, MD (3) 11/14/2017 - FINANCE FORWARD, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/01/2017 - 0 Hours Per Month/0 During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2001-12-21

Other Names

• Cynthia Klein Goldberg
• Cynthia Klein