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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-26
CT RA APPROVED 2012-07-11
RI RA APPROVED 2012-07-11
MA RA APPROVED 2009-05-08
  • TX RA
    APPROVED
    Since 2021-11-26
  • CT RA
    APPROVED
    Since 2012-07-11
  • RI RA
    APPROVED
    Since 2012-07-11
  • MA RA
    APPROVED
    Since 2009-05-08

Branch Locations

Bridgton, ME • United States

443 East Central Street, Franklin, MA 02038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Franklin MA 05/2009 Present
Raymond James Financial Services Advisors, Inc. Franklin MA 05/2009 Present
Previous Registrations
Other Businesses

(1)Name of Business: 1776 Financial Address: 443 E Central St, Franklin, MA, 02038, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/01/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of support company (2)Name of Business: 1776 Realty Address: 443 East Central St, Franklin, MA, 02038, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 11/30/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the General Partner of the Realty LLC (3)Name of Business: NA Address: 443 East Cental St. Franklin MA 02038, Franklin, MA, 02038, United States Activity Type: Other Position/Title: Notary (Paid) Investment Related: No Start Date: 11/23/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Notary

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-13
S65 Uniform Investment Adviser Law Examination 1993-10-18
S63 Uniform Securities Agent State Law Examination 1992-12-18
  • S66 Uniform Combined State Law Examination
    2007-04-13
  • S65 Uniform Investment Adviser Law Examination
    1993-10-18
  • S63 Uniform Securities Agent State Law Examination
    1992-12-18
Designations

View on SEC IAPD

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