Louis J Kim

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-08-01

FL RA
APPROVED

Since 2022-08-01

Branch Locations

Cooper City, FL • United States

Citi Wealth Management, Sales 201 S. Biscayne Blvd, Suite 100, Miami, FL 33131 • United States

Cwm Retail, Sales 16101 Miramar Parkway, Miramar, FL 33027 • United States

Citi Wealth Management, Sales 13430 S.W. 120 Street, Miami, FL 33186 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Pembroke Pines	FL	05/2007	Present

05/2007 → Present

Citigroup Global Markets Inc.

Pembroke Pines, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-07-29
S63	Uniform Securities Agent State Law Examination	1993-01-29

S66 Uniform Combined State Law Examination

2022-07-29
S63 Uniform Securities Agent State Law Examination

1993-01-29

Other Names

Jinoh Kim

View on SEC IAPD