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David Christopher Park

Northwestern Mutual Investment Services, LLC

Naples, FL

CRD 2297014

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2007-06-27
  • IL RA
    APPROVED
    Since 2007-06-27

Branch Locations

4851 Tamiami Trl N Suite 302, Naples, FL 34103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Ins Co Schaumburg IL 12/1991 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 10/1992 12/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2007 Present
Northwestern Mutual Investment Services Llc Naples FL 12/2025 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PRESIDENT AND MAJORITY OWNER OF NICNATNEV MANAGEMENT IN ELGIN, IL, A COMPANY THAT PROVIDES CONSULTING ON EMPLOYMENT MANAGEMENT ISSUES. 3. FAR REACHING INSURANCE SERVICES, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 2/20/2020, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+,LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. OWNER, N3 ENTERPRISES, LLC, LEGAL ENTITY, START DATE: 11/13/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-29
S63 Uniform Securities Agent State Law Examination 1993-03-10
  • S66 Uniform Combined State Law Examination
    2007-03-29
  • S63 Uniform Securities Agent State Law Examination
    1993-03-10

View on SEC IAPD

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