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999 18 St Suite 3000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-10 |
Branch Locations
2030 Main Street 13Th Floor, Irvine, CA 92614 • United States
999 18 St Suite 3000, Denver, CO 80202 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Capital | Solana Beach | CA | 05/2009 | 12/2016 |
| Vanguard Capital Wealth Advisors, Llc | Irvine | CA | 10/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-17 |
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