Tim Brooks Sampson

Employer firm

Equity Services, Inc. CRD 265

$2.78B regulatory AUM 410 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 03/2021
  Kovack Securities Inc.
  Desoto, TX
• 10/2014 → 03/2021
  Kovack Advisors, Inc
  Ft Lauderdale, FL
• 03/2021 → Present
  Equity Services Inc
  Montpelier, VT
• 03/2021 → Present
  Premier Financial Alliance
  Dallas, TX

Previous Registrations

• 2014-10-29 → 2021-03-05
  Kovack Advisors, Inc.
  Dallas, TX
  Desoto, TX
  Ft. Lauderdale, FL
• 2009-11-23 → 2014-12-31
  Resource Horizons Investment Advisory, Inc.
  Desoto, TX
• 2007-04-10 → 2009-11-24
  Cullum & Burks Securities, Inc.
  Houston, TX
  Dallas, TX
  Dallas, TX
  Desoto, TX
• 2003-02-04 → 2003-08-25
  United Securities Alliance, Inc.
  Desoto, TX

Other Businesses

*SAMPSON FINANCIAL GROUP, 1341 WEST MOCKINGBIRD LANE, STE. 030W, DALLAS, TX 75247, ONGOING, INV REL, INSURANCE/REAL ESTATE, ASSOCIATE AND INVESTOR, 03/2021, DURING TRD/HRS, 4 HRS/WK. *PREMIER FINANCIAL ALLIANCE, 1341 WEST MOCKINGBIRD LANE, STE. 030W, DALLAS, TX 75247, 03/2021, ONGOING, INSURANCE, AGENT, DURING TRD/HRS, 40+HRS/WK.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-01-20
• S63 Uniform Securities Agent State Law Examination
  1992-11-11

Other Names

• Timothy Brooks Sampson