John Churchill Arata

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 09/2020
  Securities Service Network
  Federal Way, WA
• 09/2020 → 06/2024
  Securities America, Inc.
  Federal Way, WA
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Federal Way, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Federal Way, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Federal Way, WA

Previous Registrations

• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Federal Way, WA
  Federal Way, WA
• 2010-05-17 → 2020-09-18
  Ssn Advisory, Inc.
  Federal Way, WA
• 2009-06-01 → 2010-06-03
  Morgan Stanley
  Tacoma, WA
• 2002-11-22 → 2009-06-01
  Citigroup Global Markets Inc.
  Tacoma, WA
  Tacoma, WA
• 1993-02-25 → 2002-11-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Federal Way, WA

Other Businesses

1) MESKILL TREE FARM POSITION: President NATURE: Family Tree Farm INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: PO BOX 244, Centralia WA 98531 2) INSURANCE LICENSE POSITION: Insurance License NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 05/17/2010 ADDRESS: 33530 1st Way S. Suite #102, Federal Way, WA 98003 3) JOHN C. ARATA TRUSTEE X6 POSITION: Trustee NATURE: Trustee for Family Trusts INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/1996 ADDRESS: 5110 Harbor View Dr NE, Tacoma WA 98422 4) DBA - Arata Investment Management 5) JOHN C. ARATA TTEE JOHN C. ARATA TRUST FBO BENJAMIN D ARATA U/A 12/29/96 POSITION: Trustee NATURE: Trustee for Family Trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/29/1996 ADDRESS: 5110 Harbor View DR, Tacoma WA 98422, United States DESCRIPTION: Trustee for Family trust of my children Granted by my parents.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-02-03
• S63 Uniform Securities Agent State Law Examination
  1993-01-21

Other Names

• John C Arata