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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-03-25 |
Branch Locations
1990 Main Street Suite 750, Sarasota, FL 34236 • United States
Palmetto, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Sarasota | FL | 02/1992 | 03/2017 |
| Mml Investors Services, Llc | Sarasota | FL | 03/2017 | Present |
| Massmutual Life Insurance Co | Sarasota | FL | 07/2016 | Present |
(1)Name: Jeanette Williams Inv rel: Y Add: 1990 Main Street Suite 750 Sarasota FL 34236 Nature: Outside Insurance Business Position: Agent Start date: 11/1/2015 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Life, Disability, Long-term care, & Fixed Annuities (2)Name: Jeanette Williams Inv rel: N Add: At Residential Address Nature: Other - Notary Position: Notary Start date: 11/2015 No. HR/MO: 1 No. HR/MO during sec trading: 0
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