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Jeanette Fields Williams

Mml Investors Services, LLC

Sarasota, FL

Palmetto, FL

CRD 2296549

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-03-25
  • FL RA
    APPROVED
    Since 2017-03-25

Branch Locations

1990 Main Street Suite 750, Sarasota, FL 34236 • United States

Palmetto, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Sarasota FL 02/1992 03/2017
Mml Investors Services, Llc Sarasota FL 03/2017 Present
Massmutual Life Insurance Co Sarasota FL 07/2016 Present
  • 02/1992 → 03/2017
    Metlife Securities Inc.
    Sarasota, FL
  • 03/2017 → Present
    Sarasota, FL
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Sarasota, FL
Previous Registrations
  • 1993-06-02 → 2017-03-25
    Msi Financial Services, Inc.
    Sarasota, FL
    Sarasota, FL
Other Businesses

(1)Name: Jeanette Williams Inv rel: Y Add: 1990 Main Street Suite 750 Sarasota FL 34236 Nature: Outside Insurance Business Position: Agent Start date: 11/1/2015 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Life, Disability, Long-term care, & Fixed Annuities (2)Name: Jeanette Williams Inv rel: N Add: At Residential Address Nature: Other - Notary Position: Notary Start date: 11/2015 No. HR/MO: 1 No. HR/MO during sec trading: 0

Other Names
  • Jeanette Fields Poole
  • Janethe Fields
  • Jeanette Fields Poolewilliams
  • Jeanette Fields Poole

View on SEC IAPD

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