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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-04-22 |
Branch Locations
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
3105 Glenwood Ave Ste 201 [Support Center], Raleigh, NC 27612 • United States
Clemmons, NC • United States
380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Winston-Salem | NC | 04/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Winston-Salem | NC | 11/2016 | Present |
POWER OF ATTORNEY FOR SISTER; INV. RELATED; VIRGINIA; START DATE 10/2023; 0 HRS PER MONTH; 0 HRS DURING TRADING. | FINRA ARBITRATOR; INV RELATED; WASHINGTON, DC; ARBITRATOR; 01/2025; 8 HOURS PER MONTH; NO HOURS DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-04 |
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