Sonya Anne Little

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1991 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stafford, TX

Other Businesses

I*104163 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: KINGDOM PROMOTIONS, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: SUGAR LAND, TEXAS 77479 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 1/2/2017 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NOTHING, MY HUSBANDS BUY AND SELLS REAL ESTATE AND WE ARE MARRIED SO WE FILL TAXES JOINTLY AND MY NAME IS ON THE LLC Status: APPRVD I*521457 For profit or not for profit: Entity For Profit Name of outside business organization: KINGDOM PROMOTIONS, LLC Investment related: N Address of business: sugar land, Texas, 77479 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 44456 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , none

Exams

• S66 Uniform Combined State Law Examination
  2011-07-01
• S63 Uniform Securities Agent State Law Examination
  1995-11-13

Other Names

• Sonya A Little