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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-18
  • TX RA
    APPROVED
    Since 2022-04-18

Branch Locations

221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States

1340 George Dieter Dr, El Paso, TX 79936 • United States

El Paso, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 12/2009 08/2021
Bbva Wealth Solutions Inc. Las Cruces NM 10/2010 08/2021
Bbva Securities Inc. Las Cruces NM 05/2013 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 12/2009 08/2021
Pnc Investments Santa Teresa NM 08/2021 04/2022
Wells Fargo Clearing Services, Llc El Paso TX 04/2022 Present
  • 12/2009 → 08/2021
    Compass Bank
    Birmingham, AL
  • 10/2010 → 08/2021
    Bbva Wealth Solutions Inc.
    Las Cruces, NM
  • 05/2013 → 08/2021
    Bbva Securities Inc.
    Las Cruces, NM
  • 12/2009 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 08/2021 → 04/2022
    Pnc Investments
    Santa Teresa, NM
  • 04/2022 → Present
    El Paso, TX
Previous Registrations
  • 2021-08-19 → 2022-05-12
    Santa Teresa, NM
    Ruidoso, NM
    El Paso, TX
    El Paso, TX
  • 2010-10-15 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    Houston, TX
    Houston, TX
    Las Cruces, NM
  • 2010-04-05 → 2010-10-15
    St Johns Wealth Management
    Las Cruces, NM
  • 2009-12-18 → 2010-03-18
    Bbva Compass Investment Solutions, Inc
    Las Cruces, NM
    Deming, NM
    Ruidoso, NM
    Ruidoso, NM
    Alamogordo, NM
    Truth Or Consequences, NM
    El Paso, TX
    Las Cruces, NM
    El Paso, TX
  • 2005-01-18 → 2007-12-31
    Uvest Financial Services Group, Inc.
    Chicago, IL
    Jackson, MS
  • 2001-03-03 → 2004-06-14
    New England Securities
    Jackson, MS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-22
S63 Uniform Securities Agent State Law Examination 1993-01-29
  • S65 Uniform Investment Adviser Law Examination
    1999-11-22
  • S63 Uniform Securities Agent State Law Examination
    1993-01-29
Other Names
  • Len Martin
  • Len N Martin
  • Leonard N Jr Martin
  • Len N Martin

View on SEC IAPD

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