Stephen Vincent Gaudino

Current Employers

Employment History

• 08/1985 → Present
  Stephen Gaudino Cpa Pc
  Rochester, NY
• 11/2013 → 11/2018
  Invest Financial Corp
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Rochester, NY

Previous Registrations

• 2013-11-15 → 2018-02-16
  Invest Financial Corporation
  Rochester, NY
  Rochester, NY
  Appleton, WI
• 2013-07-09 → 2013-11-18
  Next Financial Group, Inc.
  Rochester, NY
  Rochester, NY

Other Businesses

1. 02/14/2018 - SLG INDIAN ROCKS - Not Investment Related - ST. PETERSBURG, FL - Real Estate Rental - OWNER - Start Date 02/05/2015 - Time Spent 1%. 2. 02/14/2018 - SLG LAKEVIEW - Not Investment Related - 780 FETZNER ROAD STE B, ROCHESTER NY 14626-1848 - Real Estate Rental - OWNER - Start Date 10/21/2013 - Time Spent 1%. 3. 02/14/2018 - SLG PROPERTIES, INC. - Not Investment Related - EDGARTOWN, MA - Real Estate Rental - Owner - Start Date 06/26/2001 - 10 During Securities Trading. 4. 02/14/2018 - SLG INDIAN ROCKS - Not Investment Related - INDIAN ROCKS BEACH, FL - Real Estate Rental - OWNER - Start Date 09/18/2015 - 10 During Securities Trading. 5. 02/14/2018 - THE GAUDINO GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 6. 02/14/2018 - SLG FETZNER, INC - Not Investment Related - ROCHESTER, NY - Real Estate Rental - OWNER - Start Date 06/27/2012 - 10 During Securities Trading. 7. 02/14/2018 - SLG Indian Shores, Inc - Not Investment Related - ROCHESTER NY - Real Estate Rental - OWNER - Start Date 07/15/2017. 8. 02/14/2018 - STEPHEN GAUDINO CPA, PC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - OWNER - 60 During Securities Trading - Time Spent 50%. 9. 03/29/2019 - No business name - Investment related - At reported business location(s) - Notary Public - start date:03/23/2019 - 1 hr/mo - 1 hr during trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-11-25

Designations

Other Names

• Stephen V Gaudino