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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-10-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Terra Capital Markets, Llc | New York | NY | 10/2014 | 05/2018 |
| Diamond Wholesale Corp | Moonachie | NJ | 06/2018 | 01/2019 |
| Self Employed | Upper Saddle River | NJ | 02/2019 | 08/2019 |
| Signature Securities | New York | NY | 09/2019 | 10/2022 |
| Lpl Financial Llc | Morristown | NJ | 10/2022 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 10/2022 | Present |
1. 10/13/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/10/2022 2. 10/20/2022 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 10/11/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-29 |
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