Ricardo Alberto Morean

Current Employers

Employment History

• 10/2016 → Present
  Bolton Global Capital
  Bolton, MA
• 07/2015 → 10/2016
  Banco Santander International
  Miami, FL

Previous Registrations

• 2012-01-24 → 2015-05-28
  Rbc Capital Markets, Llc
  Miami, FL
• 2009-12-21 → 2010-09-08
  Wells Fargo Clearing Services, Llc
  Miami, FL
  New York, NY
  New York, NY
  Miami, FL

Other Businesses

1) Investment Advisor Representative of Bolton Global Asset Management, doing business as GEA Capital, or Brightstone Capital. Acting as Managing Director for GEA Capital, Managing Partner for Brightstone Capital. Providing asset management services. Investment related. Conducted from branch location. Activity began upon association with current firm. This represents registered representative's full-time job, hours per month will vary considerably. Brightstone Capital established July, 2017. 2) Referring offshore captive insurance companies to Integrity Insurance Underwriting and Management Services, SCC for risk management, insurance and/or reinsurance services. Not investment related. Company located at Altman Annex, Derricks, St. James BB24008, Barbados. Activity began 11/02/2017. Spends 5hours per month during trading hours and 5 hours per month outside of trading hours. Makes referrals from branch location. 3) Co-owner and landlord with wife of one residential rental property, located in Miami, FL. Not investment related and conducted from personal residence. Spends less than 1 hour per month on activity. Has been an ongoing activity since joining firm. 4) Co-owner and manager of 3339 Virginia 405, LLC. Not investment related and conducted from personal residence. Spends less than 1 hour per month on activity. Purpose of entity is to hold a residential real estate property in Coconut Grove, Florida. 5) Licensed to sell fixed insurance products. Provides referrals to Premium Finance Group for sale of fixed insurance products. Spends approximately 5-hours during trading and 5-hours outside of trading hours per month. Conducted from Branch. Premium Finance Group located in Coral Gables. Activity began 12/18. 6) Owns and operates RAM Wealth Management, LLC, s-corp created to manage personal expenses. Not investment related. Not conducted at Branch location. Hours spent per month do not exceed 1-hour outside of trading hours. Rep is contact person. Established in Florida 01/2017. 7) Managing Director of GEA Capital, LLC, located in Miami, FL. This is an investment-related activity and Ricardo spends 20 hours on this activity outside of trading hours and only one hour during it. This is a temporary role in order to transition former colleagues to a different firm.

Exams

• S66 Uniform Combined State Law Examination
  2009-04-10