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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-04
NH RA APPROVED 2026-07-02
FL RA APPROVED 2021-09-30
MD RA APPROVED 2020-05-26
NC RA APPROVED 2016-01-27
DE RA APPROVED 2016-01-26
PA RA APPROVED 2016-01-26
  • NJ RA
    APPROVED
    Since 2026-08-04
  • NH RA
    APPROVED
    Since 2026-07-02
  • FL RA
    APPROVED
    Since 2021-09-30
  • MD RA
    APPROVED
    Since 2020-05-26
  • NC RA
    APPROVED
    Since 2016-01-27
  • DE RA
    APPROVED
    Since 2016-01-26
  • PA RA
    APPROVED
    Since 2016-01-26

Branch Locations

70 Commerce Drive Village Square; Mailstop: 1Bc-6711, Wyomissing, PA 19610 • United States

4950 Kutztown Road Ms: 1Bc-6706, Temple, PA 19560 • United States

830 Lancaster Ave. Mailstop: 1Bc-6704, Reading, PA 19607 • United States

628 Greenwich Street Mailstop: 1Bc-6499, Reading, PA 19604 • United States

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

2643 Shillington Road, Spring Towne Shopping Ctr Mailstop: 1Bc-6585, Sinking Spring, PA 19608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Temple PA 01/2016 Present
Previous Registrations
  • 2010-05-04 → 2016-02-03
    Limerick, PA
    Pottstown, PA
    Royersford, PA
    Fort Mill, SC
    Royersford, PA
    Royersford, PA
    Pottstown, PA
    Norristown, PA
    Conshohocken, PA
    Ambler, PA
    Flourtown, PA
    Collegeville, PA
  • 2009-03-17 → 2010-05-05
    Cetera Investment Services Llc
    Spring House, PA
    Royersford, PA
  • 2003-06-26 → 2009-03-17
    Royersford, PA
    Limerick, PA
    Radnor, PA
Other Businesses

Rental Property -Owner: Contract with rental management company to handle: Property address: 3003 Twisted Oak Way, The Villages, FL. Start date March 15, 2024.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-20
S63 Uniform Securities Agent State Law Examination 1993-09-02
  • S65 Uniform Investment Adviser Law Examination
    2016-12-20
  • S63 Uniform Securities Agent State Law Examination
    1993-09-02

View on SEC IAPD

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