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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-10-18
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Louisville KY 10/1992 Present
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 Present
Previous Registrations
  • 2004-01-07 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Louisville, KY
Other Businesses

THREESOME CONSTRUCTION, NON-INVEST RELATED, LOUISVILLE KY, COMPANY OWNS UNDEVELOPED LAND IN OLDHAM CO KY WHICH LEASES TO TENANT FARMER, PRESIDENT, 6/19/1995, 1 HR/MONTH AND 0 HRS DURING TRADING HRS, EXECUTE AND NEGOTIATE LEASE, FILE ANNUAL TAX RETURNS, AND ANY OTHER BUSINESS ACTIVITIES RELATED TO OWNERSHIP OF FARMLAND.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-01-22
  • S63 Uniform Securities Agent State Law Examination
    1993-01-22
Designations
Other Names
  • Christopher C Foster

View on SEC IAPD

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