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Richard Allen Keetley

Janney Montgomery Scott LLC

Lutherville (Greenspring), MD

CRD 2295668

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-01-26
DC RA APPROVED 2009-08-10
NJ RA APPROVED 2009-06-22
NC RA APPROVED 2009-06-03
TX RA APPROVED_RES 2009-05-18
CA RA APPROVED 2009-05-13
MD RA APPROVED 2009-04-15
  • MI RA
    APPROVED
    Since 2010-01-26
  • DC RA
    APPROVED
    Since 2009-08-10
  • NJ RA
    APPROVED
    Since 2009-06-22
  • NC RA
    APPROVED
    Since 2009-06-03
  • TX RA
    APPROVED_RES
    Since 2009-05-18
  • CA RA
    APPROVED
    Since 2009-05-13
  • MD RA
    APPROVED
    Since 2009-04-15

Branch Locations

2328 W. Joppa Road Suite 100, Lutherville (Greenspring), MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Baltimore MD 04/2009 Present
Previous Registrations
  • 2006-02-21 → 2009-04-27
    Citigroup Global Markets Inc.
    Pikesville, MD
    New York, NY
    Pikesville, MD
  • 1996-01-18 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-11
S63 Uniform Securities Agent State Law Examination 1994-07-13
  • S65 Uniform Investment Adviser Law Examination
    1995-12-11
  • S63 Uniform Securities Agent State Law Examination
    1994-07-13
Designations
  • Certified Financial Planner
Other Names
  • Richard Allen Keelley

View on SEC IAPD

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Nearby Investors

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Nearby Offices

HARBOR INVESTMENT ADVISORY, LLC · LUTHERVILLE, MD
BLACK DIAMOND FINANCIAL, LLC · LUTHERVILLE, MD
CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD

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