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Current Employers
D.H. Hill Advisors, Inc.

1543 Green Oak Place Suite 200, Kingwood, TX 77339 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-23
  • TX RA
    APPROVED
    Since 2024-02-23

Branch Locations

1543 Green Oak Place Suite 200, Kingwood, TX 77339 • United States

Dallas, TX • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Edi Financial Inc Dallas TX 09/2010 12/2016
Arive Capital Markets Bay Ridge NY 12/2016 03/2021
D.H. Hill Securities, Lllp Kingwood TX 07/2021 Present
Halo Roofing And Companies Dallas TX 06/2018 Present
D.H. Hill Advisors, Inc. Kingwood TX 01/2024 Present
  • 09/2010 → 12/2016
    Edi Financial Inc
    Dallas, TX
  • 12/2016 → 03/2021
    Arive Capital Markets
    Bay Ridge, NY
  • 07/2021 → Present
    D.H. Hill Securities, Lllp
    Kingwood, TX
  • 06/2018 → Present
    Halo Roofing And Companies
    Dallas, TX
  • 01/2024 → Present
    Kingwood, TX
Other Businesses

Halo Roofing & Construction, Sales/Project Mgr, 10 hrs/wk, commission, not investment related, no personal financial investment

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-20
S63 Uniform Securities Agent State Law Examination 2011-05-24
  • S65 Uniform Investment Adviser Law Examination
    2023-11-20
  • S63 Uniform Securities Agent State Law Examination
    2011-05-24

View on SEC IAPD

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