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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 1999-08-19 |
| TX | RA | APPROVED_RES | 1993-07-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cleveland | OH | 05/1993 | Present |
| Bank Of America, Na | Mentor | OH | 07/2010 | Present |
I*468210, Entity Type: Entity SRO, Name of OBA: Finra, Address: Chicago, Illinois 60603, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 04/20/2005, No Hours: 10, No Hours during trading: 0, Duties: Finra Arbitration Finra exsisting
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-04 |
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