Paul Mike Cox

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1993 → 07/2017
  Fidelity Brokerage Services, Inc.
  Cincinnati, OH
• 03/2001 → 07/2017
  Strategic Advisers Inc
  Blue Ash, OH
• 07/2017 → 11/2017
  Unemployed
  Independence, KY
• 11/2017 → 01/2021
  Fifth Third Bank
  Walton, KY
• 02/2019 → 02/2021
  Fifth Third Securities
  Walton, KY
• 03/2021 → Present
  Charles Schwab & Co., Inc.
  Independence, KY

Previous Registrations

• 2019-05-01 → 2021-03-01
  Fifth Third Securities, Inc.
  Walton, KY
  Independence, KY
• 2003-01-14 → 2017-08-10
  Strategic Advisers Llc
  Covington, KY
  Blue Ash, OH

Exams

• S66 Uniform Combined State Law Examination
  2001-02-16
• S63 Uniform Securities Agent State Law Examination
  1992-11-27

Other Names

• Mike Cox
• Paul M Cox