Thomas Robert Ranney

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2009-05-01

OH RA
APPROVED

Since 2009-05-01

Branch Locations

Lewis Center, OH • United States

470 Olde Worthington Road Suite 200, Westerville, OH 43082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	05/2009	Present
Stoneworth Financial Group	Westerville	OH	05/2009	Present

05/2009 → Present

Commonwealth Financial Network

Waltham, MA
05/2009 → Present

Stoneworth Financial Group

Westerville, OH

Previous Registrations

2004-10-18 → 2009-05-21

Citigroup Global Markets Inc.

Dublin, OH

Dublin, OH

Delaware, OH
2003-02-07 → 2004-10-19

Edward Jones

Delaware, OH

Other Businesses

1. FIXED INSURANCE SALED; INVESTMENT RELATED; CONDUCTED AT BRANCH OFFICE. 2. Owner, TEAK Wealth Strategies; a private entity established to facilitate securities, advisory, and insurance business; Located in Westerville, OH 43082; as of 09/27/2024; 95% time spent during business hours; Conducted at branch; Investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-04-06
S63	Uniform Securities Agent State Law Examination	1994-08-18

S65 Uniform Investment Adviser Law Examination

1998-04-06
S63 Uniform Securities Agent State Law Examination

1994-08-18

View on SEC IAPD