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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-05-01
  • OH RA
    APPROVED
    Since 2009-05-01

Branch Locations

Lewis Center, OH • United States

470 Olde Worthington Road Suite 200, Westerville, OH 43082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 05/2009 Present
Stoneworth Financial Group Westerville OH 05/2009 Present
Previous Registrations
Other Businesses

1. FIXED INSURANCE SALED; INVESTMENT RELATED; CONDUCTED AT BRANCH OFFICE. 2. Owner, TEAK Wealth Strategies; a private entity established to facilitate securities, advisory, and insurance business; Located in Westerville, OH 43082; as of 09/27/2024; 95% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-06
S63 Uniform Securities Agent State Law Examination 1994-08-18
  • S65 Uniform Investment Adviser Law Examination
    1998-04-06
  • S63 Uniform Securities Agent State Law Examination
    1994-08-18

View on SEC IAPD

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