Franklin T Babylon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 03/2017
  Metlife Securities
  Charlotte, NC
• 03/2017 → 06/2019
  Mml Investors Services, Llc
  Charlotte, NC
• 06/2019 → 11/2019
  Unemployed
  Charlotte, NC
• 11/2019 → 05/2021
  Wells Fargo Bank, Na
  Charlotte, NC
• 05/2021 → Present
  Grove Point Investments, Llc
  Rockville, MD
• 08/2021 → Present
  Grove Point Advisors, Llc
  Rockville, MD
• 03/2025 → Present
  Cuso Financial Services
  San Diego, CA
• 03/2025 → Present
  Next Financial Group
  Houston, TX
• 03/2025 → Present
  Scf Securities
  San Diego, CA
• 03/2025 → Present
  Sorrento Pacific Financial
  San Diego, CA
• 03/2025 → Present
  Western International Securities
  Pasadena, CA
• 03/2025 → Present
  Cadaret Grant & Co.
  Syracuse, NY
• 04/2025 → Present
  Lpl Financial
  Fort Mill, SC

Previous Registrations

• 2021-08-11 → 2025-05-09
  Grove Point Advisors, Llc
  Indian Trail, NC
  Rockville, MD

Other Businesses

1) 04/10/2025 - COD Creative LLC - Investment Related - Indian Trail, NC 28079 - Business Owner - start date: 11/01/2023 - 10 Hours Per Month/0 During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-08-05
• S63 Uniform Securities Agent State Law Examination
  2005-10-28

Other Names

• Franklin T. Babylon
• Franklin Babylon
• Frank Babylon