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Employer firm

Columbia Management Investment Advisers, LLC CRD 108257

$502B regulatory AUM 142 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ASSET LIABILITY MANAGEMENT, CREDIT ANALYSIS & ASSET ALLOCATION SVCS

From the firm’s Form ADV. Read the guides:

Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2019-10-21
MN RA APPROVED 2019-10-18
  • ND RA
    APPROVED
    Since 2019-10-21
  • MN RA
    APPROVED
    Since 2019-10-18

Branch Locations

290 Congress Street, Boston, MA 02210 • United States

Apple Valley, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Century Investment Services, Inc. Kansas City MO 07/2005 08/2019
Columbia Management Investment Distributors, Inc. Apple Valley MN 08/2019 Present
  • 07/2005 → 08/2019
    American Century Investment Services, Inc.
    Kansas City, MO
  • 08/2019 → Present
    Columbia Management Investment Distributors, Inc.
    Apple Valley, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-11
S63 Uniform Securities Agent State Law Examination 1999-12-29
  • S66 Uniform Combined State Law Examination
    2019-10-11
  • S63 Uniform Securities Agent State Law Examination
    1999-12-29
Other Names
  • Terry Michael Huddle

View on SEC IAPD

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