Kenneth Floyd Fox

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 10/2016
  Keybanc Capital Markets Inc.
  Cleveland, OH
• 10/2016 → 04/2018
  Valmark Securities, Inc.
  Akron, OH
• 10/2016 → 04/2018
  Valmark Advisors, Inc.
  Akron, OH
• 05/2018 → 12/2022
  Lpl Financial Llc
  Fort Mill, SC
• 12/2022 → Present
  Hightower
  Chicago, IL

Previous Registrations

• 2018-05-24 → 2022-12-16
  Lpl Financial Llc
  Cleveland, OH
  Fort Mill, SC
• 2016-10-24 → 2018-04-23
  Valmark Advisers, Inc.
  Akron, OH

Exams

• S66 Uniform Combined State Law Examination
  2001-04-11
• S63 Uniform Securities Agent State Law Examination
  2000-02-15

Other Names

• Kenneth Floyd Fox
• Kenneth F Fox
• Ken Fox
• Ken Floyd Fox