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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-19
  • NY RA
    APPROVED
    Since 2021-03-19

Branch Locations

99 W Hawthorne Ave, #500, Valley Stream, NY 11580 • United States

30 Vesey St 9Th Floor, New York, NY 10007 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Insurance Co Horsham PA 08/1990 Present
Hornor Townsend & Kent Inc Horsham PA 03/2015 Present
  • 08/1990 → Present
    Penn Mutual Life Insurance Co
    Horsham, PA
  • 03/2015 → Present
    Hornor Townsend & Kent Inc
    Horsham, PA
Other Businesses

1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: THE FEINER GROUP | Position Held: Agent | Address: 99 W. HAWTHORNE AVENUE, STE. 500, VALLEY STREAM, NY 11580 | Start Date: 08/01/1990 | Nature of Activity: Life Insurance Brokerage | Approx Hrs Per Mth: Over 140 Hrs | Approx Trading Hrs Per Mth: 101-140 Hrs | Description of Duties: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) INSURANCE AND INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD: AGENT | ADDRESS: 99 W HAWTHORNE AVE, #500, VALLEY STREAM NY 11580 | START DATE: 9/9/2015 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY: ALSO INCLUDING LIFE INSURANCE SETTLEMENTS (LIS) START DATE 12/12/22

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-10-11
  • S63 Uniform Securities Agent State Law Examination
    2004-10-11

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