Michael Butch Kelly

Employer firm

Wedbush Securities Inc. CRD 877

$5.68B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2019-08-23
CA	RA	APPROVED	2013-11-12

MI RA
APPROVED

Since 2019-08-23
CA RA
APPROVED

Since 2013-11-12

Branch Locations

Clarkston, MI • United States

500 Newport Center Dr Ste 850, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wedbush Securities Inc	San Diego	CA	11/2013	Present

11/2013 → Present

Wedbush Securities Inc

San Diego, CA

Previous Registrations

2003-07-01 → 2013-11-05

Wells Fargo Clearing Services, Llc

La Jolla, CA

La Jolla, CA
1995-01-03 → 2003-07-01

Prudential Equity Group, Llc

San Deigo, CA

Other Businesses

KELLY-PITCHKOLAN WEALTH MANAGEMENT GROUP; INVESTMENT RELATED; DBA FOR WEDBUSH SECURITIES BUSINESS; MANAGING DIRECTOR; START: 9/2016; APPROX: 40 HOURS WEEKLY, 160-200 HOURS MONTHLY DURING BUSINESS HOURS; DUTIES: MANAGING DIRECTOR

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-11-19

S63 Uniform Securities Agent State Law Examination

1992-11-19

Other Names

Howard Michael Kelly
Mike Kelly

View on SEC IAPD