Ramesh Jason Gulati

Employer firm

Gulati Asset Management LLC CRD 129092

$21.6M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Gulati Asset Management Llc

Vero Beach, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APP_PEND_IARCE	2026-01-01
RI	RA	APP_PEND_IARCE	2026-01-01

FL RA
APP_PEND_IARCE

Since 2026-01-01
RI RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

Vero Beach, FL • United States

East Greenwich, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gulati Asset Management Llc	Providence	RI	01/1998	Present

01/1998 → Present

Gulati Asset Management Llc

Providence, RI

Other Businesses

CBDG LLC - VERO BEACH, FL - DIETARY SUPPLEMENT DEVELOPMENT AND MANUFACTURE - MANAGING MEMBER - 10 HOURS/WEEK - 0 HOURS DURING TRADING HOURS. CASTAWAY COVE WAVE VI HOMEOWNERS ASSOCIATION, INC. - BOARD MEMBER - 1 HOUR/QUARTER - 0 HOURS DURING TRADING HOURS. THE OCEAN CLUB II AT ORCHID ISLAND CONDOMINIUM ASSOCIATION, INC. - BOARD MEMBER - 1 HOUR/QUARTER - 0 HOURS DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-12-17
S63	Uniform Securities Agent State Law Examination	1992-12-03

S65 Uniform Investment Adviser Law Examination

1992-12-17
S63 Uniform Securities Agent State Law Examination

1992-12-03

Designations

Certified Financial Planner

View on SEC IAPD