Best Investors Account Sign in
Current Employers
Gulati Asset Management Llc

Vero Beach, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
RI RA APP_PEND_IARCE 2026-01-01
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • RI RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

Vero Beach, FL • United States

East Greenwich, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gulati Asset Management Llc Providence RI 01/1998 Present
Other Businesses

CBDG LLC - VERO BEACH, FL - DIETARY SUPPLEMENT DEVELOPMENT AND MANUFACTURE - MANAGING MEMBER - 10 HOURS/WEEK - 0 HOURS DURING TRADING HOURS. CASTAWAY COVE WAVE VI HOMEOWNERS ASSOCIATION, INC. - BOARD MEMBER - 1 HOUR/QUARTER - 0 HOURS DURING TRADING HOURS. THE OCEAN CLUB II AT ORCHID ISLAND CONDOMINIUM ASSOCIATION, INC. - BOARD MEMBER - 1 HOUR/QUARTER - 0 HOURS DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-17
S63 Uniform Securities Agent State Law Examination 1992-12-03
  • S65 Uniform Investment Adviser Law Examination
    1992-12-17
  • S63 Uniform Securities Agent State Law Examination
    1992-12-03
Designations

View on SEC IAPD

More in Vero Beach, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor