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Vero Beach, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| RI | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
Vero Beach, FL • United States
East Greenwich, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gulati Asset Management Llc | Providence | RI | 01/1998 | Present |
CBDG LLC - VERO BEACH, FL - DIETARY SUPPLEMENT DEVELOPMENT AND MANUFACTURE - MANAGING MEMBER - 10 HOURS/WEEK - 0 HOURS DURING TRADING HOURS. CASTAWAY COVE WAVE VI HOMEOWNERS ASSOCIATION, INC. - BOARD MEMBER - 1 HOUR/QUARTER - 0 HOURS DURING TRADING HOURS. THE OCEAN CLUB II AT ORCHID ISLAND CONDOMINIUM ASSOCIATION, INC. - BOARD MEMBER - 1 HOUR/QUARTER - 0 HOURS DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-03 |
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