David Wayne Cardosa

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → Present
  Raymond James Financial Services, Inc.
  Austin, TX
• 11/2009 → Present
  Raymond James Financial Services Advisors Inc.
  Austin, TX

Previous Registrations

• 2008-01-01 → 2009-11-23
  Wells Fargo Clearing Services, Llc
  Austin, TX
• 2002-12-12 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Austin, TX
  St. Louis, MO
  Austin, TX

Other Businesses

Hanvey Financial Address: 1705 S Capital of Texas Hwy Ste 125, Austin, TX, 78746, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 12/01/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Private Client Investment portfolio Management

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-12-04

Other Names

• David W Cardosa
• David Wayne Cardoza