Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-04-30 |
| CA | RA | APPROVED | 2005-04-26 |
Branch Locations
14118 Magnolia Blvd, Sherman Oaks, CA 91423 • United States
5757 Wilshire Blvd., #124, Los Angeles, CA 90036 • United States
3820 W. Riverside Drive, Burbank, CA 91505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Los Angeles | CA | 04/2005 | Present |
(1) 03/23/2005 * FINANCIAL SERVICES GROUP AT SAG-AFTRA FEDERAL CREDIT UNION * DBA for LPL Business (entity for LPL business) * FINANCIAL SERVICES GROUP * INV REL * AT REPORTED BUSINESS LOCATION(S) (2) 08/26/2005 * FINANCIAL SERVICES GROUP LOCATED AT AFTRA-SAG FEDERAL CREDIT UNION * Financial Institution Duty * FINANCIAL ADVISOR * INV REL * AT REPORTED BUSINESS LOCATION(S) (3) 10/14/2005 * NO BUSINESS NAME * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-08 |
Reach out to this advisor