Christine Cabral Stern

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2005 → Present
  Lpl Financial Llc
  Los Angeles, CA

Previous Registrations

• 2004-08-11 → 2005-04-25
  Secu Brokerage Services
  Hollywood, CA
• 1997-11-21 → 2004-08-18
  Cetera Wealth Services, Llc
  Hollywood, CA

Other Businesses

(1) 03/23/2005 * FINANCIAL SERVICES GROUP AT SAG-AFTRA FEDERAL CREDIT UNION * DBA for LPL Business (entity for LPL business) * FINANCIAL SERVICES GROUP * INV REL * AT REPORTED BUSINESS LOCATION(S) (2) 08/26/2005 * FINANCIAL SERVICES GROUP LOCATED AT AFTRA-SAG FEDERAL CREDIT UNION * Financial Institution Duty * FINANCIAL ADVISOR * INV REL * AT REPORTED BUSINESS LOCATION(S) (3) 10/14/2005 * NO BUSINESS NAME * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S)

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-07-01
• S63 Uniform Securities Agent State Law Examination
  1993-01-08

Other Names

• Christine Cabral
• Christine Stern