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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-06-22
  • FL RA
    APPROVED
    Since 2015-06-22

Branch Locations

9000 Southside Blvd Bldg 600, Jacksonville, FL 32256 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. St. Augustine FL 06/2015 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated St. Augustine FL 06/2015 Present
Previous Registrations
Other Businesses

I*82136FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: FORDEL BUSINESS DEVELOPMENT INCINVESTMENT RELATED: NADDRESS OF BUSINESS: 241 CHARLEMAGNE CIR, PONTE VEDRA BEACH, FLORIDA 32082NATURE OF BUSINESS: S-CORP,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/21/2014NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PURPOSE: PROVIDE BUSINESS DEVELOPMENT SERVICES (MARKETING STRATEGIES, BRANDING, RELATIONSHIP-BUILDING) TO THIRD PARTIES, I AM SOLE BOARD MEMBER, PRESIDENT, AND SOLE SHAREHOLDER. I*2879264Entity Type: N/AName of OBA: L.A.H. FAMILY TRUST U/A DTD 12/31/2007Address:St Augustine FloridaInvestment Related:NoPosition, Title, Association:Co-TrusteeStart Date:09/16/2025No Hours: 5 YearlyNo Hours during trading:0 YearlyDuties:Co-Trustee for Siblings I*2929294, Entity Type: , Name of OBA: L A H FAMILY TRUST U/A DTD 12/31/2007, Address: St Augustine, Florida, 32084, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 09/30/2025, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-08
  • S66 Uniform Combined State Law Examination
    2008-03-08
Other Names
  • Cathy Anna Harris
  • Cat Harris

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