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Carol Jean Schacht

Wells Fargo Clearing Services, LLC

Jacksonville, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2003-07-01
  • FL RA
    APPROVED
    Since 2003-07-01

Branch Locations

1 Independent Dr 24Th Fl, Jacksonville, FL 32202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Jacksonville FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Jacksonville FL 11/2016 Present
Previous Registrations
  • 1999-05-06 → 2003-07-01
    Prudential Equity Group, Llc
    Jacksonville, FL

View on SEC IAPD

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