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22 West Washington Street, Chicago, IL 60602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-01-24 |
Branch Locations
Centerville, UT • United States
22 West Washington Street, Chicago, IL 60602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica/Diversified Investors Securities Corp | N. Salt Lake | UT | 01/2013 | 01/2017 |
| Valic Financial Advisors, Inc. | Salt Lake City | UT | 04/2017 | 10/2017 |
| Variable Annuity Life Ins Co | Salt Lake City | UT | 04/2017 | 10/2017 |
| Transamerica Investors Securities Corporation/Diversified Invest | N. Salt Lake City | UT | 01/2013 | 12/2016 |
| J.P. Morgan Securities, Llc | Salt Lake City | UT | 06/2019 | 08/2019 |
| Jpmorgan Chase Bank, N.A. | Salt Lake City | UT | 06/2019 | 08/2019 |
| Snowbird | Alta | UT | 11/2017 | Present |
| Unemployed | Centerville | UT | 02/2017 | 03/2017 |
| Capfinancial Securities Llc | Raleigh | NC | 04/2020 | 10/2022 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 04/2020 | 10/2022 |
| Morningstar Investment Management Llc | Chicago | IL | 10/2022 | Present |
ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: SNOWBIRD POSITION: PUBLIC SAFETY OFFICER START DATE: 11/4/2017 ADDRESS: 929000 Snowbird UT DETAILS: SKI RESORT. DUTIES INCLUDE PATROLLING PROPERTY, MAKING SURE PUBLIC IS SAFE, RESPONDING TO CALLOUTS FOR MEDICAL ISSUES. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 16, WEEKEND WORK ONLY HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-20 |
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