Erica Lee Feldblum

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2024-10-22
TX	RA	APPROVED	2016-07-08
MA	RA	APPROVED	2006-01-11

TN RA
APPROVED

Since 2024-10-22
TX RA
APPROVED

Since 2016-07-08
MA RA
APPROVED

Since 2006-01-11

Branch Locations

Holliston, MA • United States

601 Taylor St, Nashville, TN 37208 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Charlestown	MA	05/1999	Present

05/1999 → Present

Lpl Financial Llc

Charlestown, MA

Previous Registrations

2013-09-30 → 2014-12-31

Dietz & Lynch Capital

Boston, MA
2009-10-22 → 2013-12-09

P.L.A.N.

Boston, MA
2007-06-13 → 2010-05-14

Dietz & Lynch Capital

Boston, MA

Other Businesses

(1) 6/2/1999: E.F. Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (2) 8/19/2009: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Selling of fixed insurance products to clients and prospects. (3) 10/22/2013: Dietz & Lynch Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (4) 07/06/2016: Acire Inc - Business Entity For Tax/Investment Purposes Only - Start 07/01/2016 - INV REL - At Reported Business Location(s) - This will flow through entity for all LPL income. - 1 Hr/Mo; 0 Hours During Securities Trading (5) 07/05/2019 - Encore Casino - Investment related - Encore Casino Everett MA - Outside/W-2 Employment - start date:09/02/2019 - 16 hrs/mo - 0 hrs during trading - black jack dealer. (6) 8/31/2021 - 8Teenmain LLC - Investment Related - 18 Main St #1 Charlestown MA 02129 - Real Estate Rental - Started 10/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading. (7) 06/24/2024 - Beautiful Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 5 Hours per Month/ 1 Hour During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-12-18
S63	Uniform Securities Agent State Law Examination	1993-01-20

S66 Uniform Combined State Law Examination

2001-12-18
S63 Uniform Securities Agent State Law Examination

1993-01-20

Designations

Certified Financial Planner

Other Names

Erica Lee Svitak

View on SEC IAPD