James Cassell Nickens

Current Employers

Employment History

• 09/2011 → 03/2025
  Insource, Inc
  Indianapolis, IN
• 07/2014 → 11/2017
  The Leaders Group Inc
  Littleton, CO
• 12/2017 → 11/2021
  Navian Capital Securities, Llc
  Cincinnati, OH
• 05/2020 → 08/2021
  Axio Financial Llc
  New York, NY
• 01/2021 → Present
  M. S. Howells & Co.
  Scottsdale, AZ
• 03/2025 → Present
  Swan Financial Group
  Fishers, IN
• 01/2026 → Present
  Msh Capital Advisors
  Scottsdale, AZ

Previous Registrations

• 2006-02-03 → 2008-12-31
  Key Investment Services Llc
  Albany, NY
  Wilton, NY
  Mount Kisco, NY
  Waterford, NY
  Warwick, NY
  Albany, NY
  Newburgh, NY
  Amsterdam, NY
  Albany, NY
  White Plains, NY
  Albany, NY
  Rensselaer, NY
  Newburgh, NY
  Burlington, VT
  S. Burlington, VT
  S Burlington, VT
  Brattleboro, VT
  Essex Junction, VT
  Albany, NY
  Albany, NY
  S Burlington, VT
  S Burlington, VT
  S Burlington, VT
  Albany, NY
  West Sand Lake, NY
  Hudson, NY
  Gloversville, NY
  Troy, NY
  Gloversville, NY
  Albany, NY
  Rensselear, NY
  Schenectady, NY
  St Albans, VT
  Troy, NY
  Ravena, NY
  Rutland, VT
  Albany, NY
  Stone Ridge, NY
  Albany, NY
  Montgomery, NY
  Johnstown, NY
  Ballston Spa, NY
  Delmar, NY
  Hudson, NY
  Poughquag, NY
  Glenmont, NY
  Latham, NY
  Albany, NY
  Burlington, VT
  Burlington, VT
  Albany, NY
  Schenectady, NY
  Newburgh, NY
  Glenmont, NY
  Troy, NY
  Chester, NY
  Brooklyn, OH
  Brooklyn, OH
  Saratoga Springs, NY
  Rensselaer, NY
  Albany, NY
  Albany, NY
  Albany, NY
  Albany, NY
  Albany, NY
  Schenectady, NY
  Hudson, NY
  Kingston, NY
  Poughquag, NY
  Wallkill, NY
  Red Hook, NY
  Middletown, NY
  Phoenicia, NY
  Poughkeepsie, NY
  Mahopac, NY
  Pawling, NY
  Queensbury, NY
  Ravena, NY
  Castleton, NY
  White Plains, NY
  Delmar, NY
  Goshen, NY
  Monticello, NY
  Guilderland, NY
  Saratoga Springs, NY
  New City, NY
  Schenectady, NY
  Poughkeepsie, NY
  Pound Ridge, NY
  Fishkill, NY
  Albany, NY
  Rutland, VT
  Albany, NY
  Clifton Park, NY
  Cohoes, NY

Other Businesses

1) SWAN Financial; Investment-Related- Yes; Fishers, IN; Nature- Counseling; Position/Title- Founder; Start date- 3.21.25; Approximately 120 yours per month, 120 during trading hours; Description- Providing advice to Banks, Broker-Dealers, and RIA's 2) INSURANCE AGENT: START DATE: 06/1992: FISHERS, IN: LIFE AND HEALTH INSURANCE; 10 HRS/MTH DURING SECURITIES TRADING HOURS: AGENT

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-23
• S63 Uniform Securities Agent State Law Examination
  1992-11-23

Other Names

• James C Jr Nickens
• Jim Nickens
• James Cassell Nickens
• James Cassell Nickens