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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2011-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | St. Petersburg | FL | 09/1992 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 09/2011 | Present |
Name: Olson STB Enterprises, LLC Position: Co-Owner and Principal Nature: Rental Properties Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 05/15/2025 Address: Private Residence, St. Petersburg, FL 33707 Description: Rental Property Ownership and Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-05 |
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