Anthony Joseph Manougian

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-07
NJ	RA	APPROVED	2013-02-08

NY RA
APPROVED

Since 2021-04-07
NJ RA
APPROVED

Since 2013-02-08

Branch Locations

401 Broadhollow Rd Suite 401, Melville, NY 11747 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Melville	NY	12/2012	Present

12/2012 → Present

Oppenheimer & Co. Inc.

Melville, NY

Previous Registrations

2009-06-01 → 2012-12-12

Morgan Stanley

Melville, NY
2008-08-06 → 2009-06-01

Morgan Stanley & Co. Llc

Melville, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-08-05
S63	Uniform Securities Agent State Law Examination	1994-08-23

S66 Uniform Combined State Law Examination

2008-08-05
S63 Uniform Securities Agent State Law Examination

1994-08-23

View on SEC IAPD